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Trade Options In Your IRA
Did you know you could trade options in your IRA? Now with an account at R.F. Lafferty & Co. you can use different option strategies to reach your retirement goals. Click for more information.  | |
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Online Account Openings
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At R.F. Lafferty we have made receiving account forms as easy as possible. Just simply download in PDF format any of the documents that you need. Then print them out, sign them and mail them to our address at :
If you would like the forms mailed to you, call us at 800-221-8601 or request information here. Account Application Please submit each of the linked forms above. Fill out the account paperwork and send back all pages to the address above open an account. We will call you with receipt of paperwork and your account number. Due to recent changes in securities laws and the Patriot Act, please send a copy of your Drivers Liscence as well. All documentation sent to R.F. Laffety is kept in strict confidence and is not shared with any third parties. Joint Account Paperwork Please fill out the appropriate form in addition to the account application. Both parties must sign all documents including the new account forms. Joint with rights to survivorship Please download and complete this form to transfer an account to R.F. Lafferty & Co. You can either transfer an entire portfolio or specific positions. Either way, please include a copy of your most recent statement.
Traditional IRA Account Application Fill out this form in order to open an IRA account. Please also fill out the new account application. Fill out this form in addition to the new account application to open a corporate account. Since corporate accounts are registered in the name of the business, the resolution specifically defines who has authority to buy and sell securities. This form also must be notarized. Fill out this form to give another individual not registered on the account the ability to buy or sell securities for the account. Fill out this form to wire money into your R.F. Lafferty account from another institution. A stock power is required when an individual or one of the members of a joint party has not signed the back of the original certificate. A completed stock power allows the certificate to be deposited into the individual's account, so we may then release it to our transfer agent. This form certifies who the trustee on the account is and defines what powers that person has. Only the trustee is authorized to trade securities or administer in a trust account. This form must be notarized. This Internal Revenue Service form "Certificate of Foreign Status" is required of all non-U.S. Citizens and non-U.S. residents who hold accounts with us. It is used for tax purposes. |
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ABOUT US | CAREERS | CLIENTS | CONTACT US
R.F. Lafferty & Co., Inc. & 2005 ::
Privacy Policy
:: Terms Of Use
Options are not suitable for all investors, and investing in options carries substantial risk, including loss of your total
principal. Individuals should not enter into option transactions until they have read and understood the risk disclosure
document entitled "Characteristics and Risks of Standardized Options", published by the Options Clearing Corporation. If
you would like a copy of the current Risk Disclosure Document, please contact Robert Hackel at the below address.
80 Broad St. 26th Fl. New York, N.Y. 10004.
Member of SIPC. Accounts protected up to $500,000. All accounts additional insured to $25,000,000.